Unclaimed
Regina Tucker is a financial professional with over 15 years of experience in the industry. Regina is currently registered with PFS Investments Inc. and is licensed to provide financial advice in Colorado, New Jersey, and North Carolina. Her professional qualifications include the Series 6, Series 63, and SIE exams. Prior to joining PFS Investments Inc. Regina worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Regina specializes in providing investment advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
05/14/2020 - Present
PFS Investments Inc. (EDISON NJ)
NC
01/07/2004 - 12/10/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
BC
Issued 01/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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