Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Pierce is a financial advisor with over 15 years of experience in the industry. Regina is currently registered with J.P. Morgan Securities LLC in Plano, Texas. Prior to joining J.P. Morgan Securities, Regina was with Chase Investment Services Corp and BANC ONE SECURITIES CORPORATION. Regina holds Series 6, 63, 99 and SIE licenses. Regina specializes in a variety of financial services, including investment advisory services, portfolio management, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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TX
11/13/2018 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
01/28/2013 - 10/15/2014
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
07/06/2005 - 01/19/2011
CHASE INVESTMENT SERVICES CORP. (GARLAND TX)
IL
06/19/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 06/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2018
Series 99 - Operations Professional Examination
BC
Issued 06/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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