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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Quigley is a financial advisor with Fidelity Personal and Workplace Advisors. Regina has over 30 years of experience in the financial services industry. She is a registered representative with the Financial Industry Regulatory Authority (FINRA) and a registered investment advisor representative with the Securities and Exchange Commission (SEC). Regina is also a licensed insurance agent in multiple states. Regina specializes in financial planning, portfolio management, and retirement planning. She offers services to individuals, families, businesses, and retirement plans. Regina provides investment advice in a fiduciary capacity, meaning that her primary duty is to act in the best interest of her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/07/2022 - Present
Fidelity Personal AND Workplace Advisors (WEST HOLLYWOOD CA)
CA
12/09/2011 - 01/06/2021
TD AMERITRADE, INC. (SAN MATEO CA)
CA
12/12/2000 - 09/01/2011
CHARLES SCHWAB & CO., INC. (SAN MATEO CA)
CA
06/09/1999 - 11/20/2000
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
09/02/1998 - 09/29/1998
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
OR
06/02/1997 - 08/24/1998
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
05/09/1997 - 06/19/1997
SMITH BARNEY INC. (NEW YORK NY)
CA
10/25/1993 - 05/04/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
10/01/1993 - 10/25/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
08/21/1989 - 10/22/1991
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
08/11/1984 - 07/14/1989
RELATED EQUITIES CORPORATION
BOTH
Issued 06/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/04/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/1986
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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