Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Moreira is a financial advisor currently registered with TD Private Client Wealth LLC. Regina has been in the industry since February 14, 2017. She is currently registered in Connecticut, Florida, Massachusetts, and New Hampshire. Regina has a strong background in financial services. Prior to joining TD Private Client Wealth LLC, Regina was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC. She holds Series 6, 7TO, 63, and 66 licenses. Regina specializes in offering financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses and individuals. She has a focus on working with high-net-worth individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
08/07/2023 - Present
TD Private Client Wealth LLC (ANDOVER MA)
MA
08/27/2019 - 01/06/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BURLINGTON MA)
MA
10/03/2016 - 08/07/2019
PRUCO SECURITIES, LLC. (MARLBOROUGH MA)
BOTH
Issued 10/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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