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Regina Mary Ramsey

Charles Schwab & CO., Inc.

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About Regina Mary Ramsey

Regina Ramsey is a financial advisor associated with Charles Schwab & Co., Inc. and Schwab Wealth Advisory, Inc., with over five years of experience in the financial services industry. Regina holds licenses in several states, including Colorado, Texas, and several others. She is also a licensed investment advisor representative in Colorado and Texas. Regina’s licenses include the Series 7, Series 66, and SIE exams. She is a registered representative for Charles Schwab & Co., Inc. and a registered investment advisor representative for Schwab Wealth Advisory, Inc. Regina's current employment with Schwab & Co., Inc. began in July of 2018, and her current employment with Schwab Wealth Advisory, Inc. started in October of 2024.

Firm Information

Regina Ramsey is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Regina Ramsey’s Registration & Firm History

CO

02/10/2023 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

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Licenses & Designations

BOTH

Issued 01/19/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/15/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/24/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Regina Mary Ramsey.
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