Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Marie Smith is a financial advisor with over 20 years of experience in the financial services industry. She is currently registered with Robert W. Baird & Co. Inc. and has held previous roles at Wells Fargo Advisors, LLC and PaineWebber Incorporated. Regina is licensed to offer securities and investment advisory services in California. She has a strong track record of providing financial guidance to individuals and families. She is also an expert in portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CA
05/18/2009 - Present
Robert W. Baird & Co. Inc. (GRASS VALLEY CA)
CA
07/15/1998 - 05/20/2009
WELLS FARGO ADVISORS, LLC (GRASS VALLEY CA)
NJ
05/14/1998 - 06/16/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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