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Regina Marie Naylor

Fidelity Brokerage Services LLC

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About Regina Marie Naylor

Regina Naylor is a financial advisor with Fidelity Brokerage Services LLC. Regina has been in the industry since December 1996 and holds Series 3, 4, 7, and 63 licenses. Regina is registered in 53 states and the District of Columbia.

Firm Information

Regina Naylor is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Regina Naylor’s Registration & Firm History

UT

12/05/1996 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 10/23/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2000

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2007

Series 3 - National Commodity Futures Examination

BC

Issued 12/04/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Regina Marie Naylor. Review regulatory record here.
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