Unclaimed
Regina Naylor is a financial advisor with Fidelity Brokerage Services LLC. Regina has been in the industry since December 1996 and holds Series 3, 4, 7, and 63 licenses. Regina is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
12/05/1996 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 10/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2007
Series 3 - National Commodity Futures Examination
BC
Issued 12/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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