Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Wickard is a financial advisor who has been in the industry since 1994. Regina is currently registered with Oppenheimer & Co. Inc. and previously worked at Cantor Fitzgerald & Co., Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, and PaineWebber Incorporated. Regina specializes in portfolio management for individuals, businesses, and pooled investment vehicles. She also provides financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
MI
01/06/2017 - Present
Oppenheimer & Co. Inc. (EAST LANSING MI)
MI
02/18/2015 - 02/03/2017
CANTOR FITZGERALD & CO. (East Lansing MI)
MI
06/01/2009 - 03/03/2015
MORGAN STANLEY (EAST LANSING MI)
MI
11/01/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (E. LANSING MI)
MI
07/01/2003 - 11/08/2007
WACHOVIA SECURITIES, LLC (EAST LANSING MI)
NY
05/24/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/29/1994 - 06/09/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 11/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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