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Regina Marie Hirsch

Cetera Advisors LLC

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About Regina Marie Hirsch

Regina Marie Hirsch is a financial advisor with Cetera Advisors LLC. Regina has been in the financial services industry for over 20 years, and has a Series 7 and SIE license. She is registered with the state of New Jersey. Regina has previously worked with LPL Financial LLC, Ameriprise Financial Services, Inc., Legg Mason Wood Walker, Incorporated, RBC Dain Rauscher Inc., and Tucker Anthony Incorporated.

Firm Information

Regina Hirsch is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Regina Hirsch’s Registration & Firm History

NJ

11/01/2019 - Present

Cetera Advisors LLC (WALL NJ)

NJ

03/31/2011 - 11/20/2019

LPL FINANCIAL LLC (TINTON FALLS NJ)

NJ

07/14/2005 - 04/28/2011

AMERIPRISE FINANCIAL SERVICES, INC. (TINTON FALLS NJ)

MD

07/26/2002 - 07/06/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

03/09/2002 - 08/08/2002

RBC DAIN RAUSCHER INC. (NEW YORK NY)

MA

10/31/2001 - 03/09/2002

TUCKER ANTHONY INCORPORATED (BOSTON MA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Regina Marie Hirsch.
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