Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Clayton is a financial advisor with over 30 years of experience in the industry. Regina is currently registered with Osaic Wealth, Inc. and is licensed in several states. Regina is also licensed as an Investment Advisor Representative in Maryland, North Carolina, South Carolina and Virginia. Prior to joining Osaic Wealth, Inc., Regina worked at several firms including Planco Financial Services, Inc. in Hartford, CT, Morgan Stanley DW Inc. in Purchase, NY, Dean Witter Reynolds Inc. in Purchase, NY and Legg Mason Wood Walker, Incorporated in Baltimore, MD. Regina's experience and expertise allows her to provide a wide range of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
10/11/2024 - Present
Osaic Wealth, Inc. (Frederick MD)
CT
09/12/2001 - 06/11/2003
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
NY
03/05/1998 - 10/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/05/1994 - 05/03/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MD
09/30/1991 - 07/07/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 05/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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