Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Adams is a financial advisor with Cambridge Investment Research, Inc. in Lafayette, LA. Regina has been in the financial industry since 2004. Regina is registered with FINRA and holds the Series 7, Series 66, SIE, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
LA
09/02/2022 - Present
Cambridge Investment Research, Inc. (LAFAYETTE LA)
LA
09/11/2018 - 07/27/2022
PROSPERA FINANCIAL SERVICES, INC. (Lafayette LA)
LA
07/10/2018 - 09/10/2018
ROYAL ALLIANCE ASSOCIATES, INC. (LAFAYETTE LA)
LA
08/08/2005 - 11/10/2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LAFAYETTE LA)
NY
08/20/2002 - 05/20/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 09/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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