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Regina Lynn Middaugh

Nelson Securities, INC.

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About Regina Lynn Middaugh

Regina Middaugh is an investment professional with over 20 years of experience in the financial services industry. Regina is a licensed Investment Advisor Representative in the state of Washington and is currently registered with Nelson Securities, Inc. She is a Series 6, 63, and 65 licensed representative. Her specializations include investment company products and variable contracts. Regina is a strong advocate for her clients' financial well-being and is dedicated to providing personalized service.

Firm Information

Regina Middaugh is currently registered with Nelson Securities, INC.. Nelson Securities, INC. is a Corporation formed on October 3, 1983, and is headquartered in SPOKANE, WA, United States. The firm has 7 licensed agents, 9 investment adviser representatives, 11 registered representatives, 9 individuals performing investment advisory functions, and 0 investment adviser representatives for other investment advisers. The firm manages approximately $242,493,984 in regulatory assets under management and offers portfolio management services to individuals and publication of periodicals. They also provide investment advisory services to individuals other than high-net-worth individuals, corporations, and pension and profit sharing plans. Nelson Securities, INC. is registered with the SEC and is also registered in all 50 states.
Nelson Securities, INC.

9718 N MORTON CT

SPOKANE, WA 99218

$242.49M

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Regina Middaugh’s Registration & Firm History

WA

02/24/2000 - Present

Nelson Securities,INC. (SPOKANE WA)

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Licenses & Designations

IA

Issued 02/16/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Regina Lynn Middaugh.
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