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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Faison is an investment advisor representative with Kingswood Wealth Advisors, LLC. Regina has over 25 years of experience in the financial services industry. She is a registered representative in Arizona, California, Georgia, Illinois, and Texas. Regina specializes in financial planning, portfolio management, and insurance services. She is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/16/2022 - Present
Kingswood Wealth Advisors, LLC (Foothill Ranch CA)
CA
07/13/2017 - 06/13/2022
WORLD EQUITY GROUP, INC. (Irvine CA)
CA
08/09/2010 - 07/17/2017
WOODBURY FINANCIAL SERVICES, INC. (COSTA MESA CA)
CA
01/14/2000 - 08/10/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAGUNA HILLS CA)
CA
07/21/1998 - 01/20/2000
PAMPEL SECURITIES, INC. (NEWPORT BEACH CA)
CA
08/02/1996 - 08/10/1998
INVESTMENT ARCHITECTS, INC. (PETALUMA CA)
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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