Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Louise Banks is a financial advisor currently registered with LPL Financial LLC in Blowing Rock, NC. Regina Banks has been in the securities industry since February 18, 1986. Regina Banks is a registered representative of LPL Financial LLC and holds the following licenses and certifications: Series 4, Series 7, Series 24, Series 63, and SIE. Regina Banks has previously been registered with NationsSecurities, NationsBanc Securities, Inc., and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/16/2021 - Present
LPL Financial LLC (BLOWING ROCK NC)
NA
06/07/1993 - 07/08/1993
NATIONSSECURITIES
MA
02/22/1988 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
02/19/1986 - 03/05/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 02/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/1991
Series 4 - Registered Options Principal Examination
BC
Issued 12/22/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Regina Banks is the right advisor for you? Invested Better is here to help.
