Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Tsai is a financial advisor with Schwab Wealth Advisory, Inc. Regina has been in the industry for almost two decades. She is registered with the state of California and Texas. Regina has a CFP® designation and holds several industry licenses. Regina has worked with USAA Financial Advisors, Inc. and Mutual of America Securities Corporation in the past. She has experience working with individuals, high-net-worth individuals, and businesses. Regina offers financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
CA
01/03/2020 - Present
Schwab Wealth Advisory, Inc. (SAN FRANCISCO CA)
CA
12/12/2013 - 07/22/2016
USAA FINANCIAL ADVISORS, INC. (SAN FRANCISCO CA)
MD
04/09/2007 - 11/18/2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (ROCKVILLE MD)
MD
04/09/2007 - 11/18/2013
MUTUAL OF AMERICA SECURITIES CORPORATION (ROCKVILLE MD)
MD
03/23/2005 - 04/09/2007
H. BECK, INC. (ROCKVILLE MD)
MD
07/07/2004 - 03/03/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 10/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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