Unclaimed
Regina Sanderfer is a financial advisor at PFS Investments Inc. Regina has been in the financial services industry since 2007. Regina has passed the Series 6, SIE and Series 63 exams, and is licensed to sell securities in Alabama, Georgia and Tennessee. Regina's experience includes working for Raymond James & Associates, Inc., CETERA INVESTMENT SERVICES LLC, MORGAN KEEGAN & COMPANY, INC., and AMSOUTH INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TN
01/13/2020 - Present
PFS Investments Inc. (BRENTWOOD TN)
TN
03/01/2017 - 08/30/2019
RAYMOND JAMES & ASSOCIATES, INC. (COLUMBIA TN)
TN
03/15/2013 - 02/28/2014
CETERA INVESTMENT SERVICES LLC (COLUMBIA TN)
TN
02/13/2007 - 03/31/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
03/27/2006 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (COLUMBIA TN)
AL
12/20/2001 - 04/16/2004
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
03/29/1999 - 12/31/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 05/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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