Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Irene Vassia is a financial advisor with Cetera Advisor Networks LLC in FULLERTON, CA. Regina has been in the financial services industry since 1997 and is registered with FINRA as a Series 7 and Series 63. Regina is also registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/07/2000 - Present
Cetera Advisor Networks LLC (FULLERTON CA)
NY
10/14/1999 - 03/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CA
08/13/1997 - 07/12/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BC
Issued 08/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Regina Vassia is the right advisor for you? Invested Better is here to help.
