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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Edwards is a financial advisor who has been in the industry since 2001. Regina is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and previously worked with BANC OF AMERICA INVESTMENT SERVICES, INC., and JEFFERSON PILOT SECURITIES CORPORATION. Regina has a diverse range of experience in the industry, having worked in various roles. Regina holds several licenses and certifications including Series 7, 6, 63, 24, 53, 9, 10, and 52TO. Regina is also a registered investment advisor in North Carolina, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/22/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENSBORO NC)
NC
12/19/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RALEIGH NC)
IN
09/27/2001 - 12/09/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IA
Issued 08/02/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/17/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/26/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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