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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Gail Dinga is a financial advisor with over 30 years of experience in the industry. Regina is currently registered with Morgan Stanley in Amarillo, Texas. Prior to joining Morgan Stanley, Regina worked at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and Kidder, Peabody & Co. Incorporated. Regina has a wide range of experience in the financial services industry and is well-equipped to provide a variety of services to her clients. Regina holds Series 3, 7, 9, 10, 24, 52, 53, 63 and 65 licenses and has passed the Securities Industry Essentials Examination (SIE). Regina is also a registered investment advisor in Texas and Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
06/01/2009 - Present
Morgan Stanley (Amarillo TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (AMARILLO TX)
TX
02/22/1988 - 04/02/2007
MORGAN STANLEY DW INC. (AMARILLO TX)
NY
01/19/1988 - 02/27/1988
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 02/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/29/1993
Series 24 - General Securities Principal Examination
BC
Issued 03/04/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1995
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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