Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Mancini is a financial advisor at LPL Financial LLC. Regina has been in the financial industry since 1996 and has a strong background in providing investment advice and financial planning services. Regina is a registered representative with both FINRA and the state of Delaware. She is dedicated to helping her clients achieve their financial goals. Regina holds licenses in Delaware, Florida, Maine, Maryland, New Jersey, and Pennsylvania. Regina is also a registered Investment Advisor Representative in Delaware. Regina holds the Series 7, Series 24, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DE
12/08/2009 - Present
LPL Financial LLC (NEWARK DE)
MD
01/13/2009 - 12/15/2009
PNC INVESTMENTS (ELKTON MD)
MD
07/07/2000 - 01/09/2009
AIG RETIREMENT ADVISORS, INC. (LINTHICUM MD)
TX
07/07/2000 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NJ
08/27/1998 - 06/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/11/1998 - 05/18/1998
GKN SECURITIES CORP. (NEW YORK NY)
MA
01/01/1998 - 05/12/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
12/11/1996 - 01/01/1998
NATIONSSECURITIES
NY
04/17/1996 - 08/02/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
02/01/1996 - 03/19/1996
JW CHARLES CLEARING CORP. (BOCA RATON FL)
IA
Issued 01/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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