Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Elena Ohlman is a financial advisor currently registered with Janney Montgomery Scott LLC. Regina has been working in the financial services industry since 2000 and holds a Series 66 license, as well as Series 7, 9, 10, and 31. Regina has previously worked for Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
05/25/2021 - Present
Janney Montgomery Scott LLC (SARASOTA FL)
FL
05/17/2017 - 04/30/2021
RAYMOND JAMES & ASSOCIATES, INC. (Lakewood Ranch FL)
FL
11/07/2011 - 05/17/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (LAKEWOOD RANCH FL)
FL
06/29/2004 - 11/14/2011
RAYMOND JAMES & ASSOCIATES, INC. (LAKEWOOD RANCH FL)
NY
09/11/2000 - 06/21/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/05/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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