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Regina Charlene Stalzer

U.s. Bancorp Investments, Inc.

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About Regina Charlene Stalzer

Regina Stalzer is a financial advisor with U.S. Bancorp Investments, Inc. located in Cincinnati, OH. Regina has been in the financial industry since 1993. She holds multiple professional licenses and certifications, including the Series 6, 7, 24, 53, and 66 exams. She is currently registered in multiple states, including Arkansas, Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Minnesota, Missouri, Nebraska, North Carolina, North Dakota, Ohio, South Dakota, Tennessee, and Wisconsin. Regina has worked in the financial industry for over 30 years. Prior to joining U.S. Bancorp Investments, Inc., Regina worked at Chase Investment Services Corp. and Banc One Securities Corporation. Regina is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Regina Stalzer is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Regina Stalzer’s Registration & Firm History

OH

01/30/2012 - Present

U.s. Bancorp Investments, Inc. (Cincinnati OH)

KY

07/06/2005 - 06/19/2006

CHASE INVESTMENT SERVICES CORP. (BELLEVUE KY)

IL

05/16/1995 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MN

06/17/1994 - 04/24/1995

COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)

IL

06/10/1993 - 06/24/1994

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 07/22/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/07/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/12/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/30/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Regina Charlene Stalzer.
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