Unclaimed
Regina Stalzer is a financial advisor with U.S. Bancorp Investments, Inc. located in Cincinnati, OH. Regina has been in the financial industry since 1993. She holds multiple professional licenses and certifications, including the Series 6, 7, 24, 53, and 66 exams. She is currently registered in multiple states, including Arkansas, Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Minnesota, Missouri, Nebraska, North Carolina, North Dakota, Ohio, South Dakota, Tennessee, and Wisconsin. Regina has worked in the financial industry for over 30 years. Prior to joining U.S. Bancorp Investments, Inc., Regina worked at Chase Investment Services Corp. and Banc One Securities Corporation. Regina is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
OH
01/30/2012 - Present
U.s. Bancorp Investments, Inc. (Cincinnati OH)
KY
07/06/2005 - 06/19/2006
CHASE INVESTMENT SERVICES CORP. (BELLEVUE KY)
IL
05/16/1995 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
06/17/1994 - 04/24/1995
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
IL
06/10/1993 - 06/24/1994
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 07/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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