Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Tavares is a financial advisor who has been in the industry since October 23, 2000. Regina is currently registered with UBS Financial Services Inc. Regina has passed the Series 7, Series 66, and SIE exams and has also been registered in 15 different states. Prior to working for UBS Financial Services Inc., Regina worked for UBS INTERNATIONAL INC. and UBS WARBURG LLC. Regina is a member of the Shyam Sundar Das Charitable Foundation board of directors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/26/2021 - Present
UBS Financial Services Inc. (Delray Beach FL)
NY
06/20/2001 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
10/24/2000 - 06/28/2001
UBS WARBURG LLC (NEW YORK NY)
BOTH
Issued 06/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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