Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Wilson is a financial advisor with Raymond James & Associates, Inc. Regina has been in the financial services industry for over 15 years, with experience at UBS Financial Services Inc., and Morgan Keegan & Company, Inc. Regina holds the Series 63, Series 7, Series 9, and Series 10 licenses. Regina focuses on providing financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/13/2013 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TN
11/06/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (KNOXVILLE TN)
TN
01/04/2008 - 11/06/2009
UBS FINANCIAL SERVICES INC. (KNOXVILLE TN)
TN
06/13/2007 - 01/07/2008
MORGAN KEEGAN & COMPANY, INC. (KNOXVILLE TN)
BC
Issued 07/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/12/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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