Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Bennett is a financial advisor registered with Wells Fargo Clearing Services, LLC. Regina has been in the industry since November 2004 and has worked with several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC. and UBS FINANCIAL SERVICES INC. Regina has extensive experience in various financial markets and her clients include individuals, businesses, and charitable organizations. Regina is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/15/2017 - Present
Wells Fargo Clearing Services, LLC (WOODBRIDGE VA)
VA
06/28/2010 - 07/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIENNA VA)
VA
10/20/2004 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MCLEAN VA)
NY
02/25/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NJ
04/02/2002 - 08/12/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 07/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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