Unclaimed
Regina Bancroft is a financial professional registered with Janney Montgomery Scott LLC. Regina Bancroft is a licensed professional with over 2 years in the industry. Her office is located at 1166 Avenue of the Americas, 21st Floor, NEW YORK, NY 10036. Regina Bancroft is a compliance officer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
03/07/2023 - Present
Janney Montgomery Scott LLC (NEW YORK NY)
BC
Issued 03/07/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/13/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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