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Regina Anne Susa

U.s. Bancorp Investments, Inc.

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About Regina Anne Susa

Regina Susa is a financial advisor with U.S. Bancorp Investments, Inc., with over 15 years of experience in the financial services industry. Regina has been a registered representative since 2007 and holds Series 6, 7TO, and 66 licenses. She is also registered to provide investment advice in California. Prior to joining U.S. Bancorp Investments, Regina worked as a financial advisor at UnionBanc Investment Services, LLC and Northern Trust Securities, Inc. Regina specializes in providing financial advice to individuals, families, and businesses. She also has experience working with charitable organizations, pension and profit-sharing plans, and corporations.

Firm Information

Regina Susa is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Regina Susa’s Registration & Firm History

SD

06/02/2023 - Present

U.s. Bancorp Investments, Inc. (Sioux Falls SD)

CA

10/09/2021 - 05/26/2023

UNIONBANC INVESTMENT SERVICES, LLC (SAN JOSE CA)

CA

05/21/2007 - 03/03/2009

NORTHERN TRUST SECURITIES, INC. (LOS ALTOS CA)

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Licenses & Designations

BOTH

Issued 02/25/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/02/2021

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Regina Anne Susa.
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