Unclaimed
Regina Tomek is an investment advisor representative with Voya Financial Advisors, Inc., with over 20 years of experience in the financial services industry. Regina is registered with the state of Ohio and New York to provide investment advice. Regina also has a Series 6, Series 7, and Series 63 licenses, as well as the Securities Industry Essentials (SIE) Exam. Regina has experience with individuals, corporations, and charitable organizations. Regina works with clients on a variety of financial planning needs, including retirement planning, college savings, and estate planning. Prior to joining Voya Financial Advisors, Regina was a financial advisor with VALIC Financial Advisors, Inc. and MML Investors Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/18/2012 - Present
Voya Financial Advisors, Inc. (INDEPENDENCE OH)
OH
12/03/2002 - 03/22/2012
VALIC FINANCIAL ADVISORS, INC. (INDEPENDENCE OH)
MA
10/15/1999 - 12/17/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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