Unclaimed
Regina Kohls is a registered representative with Northwestern Mutual Investment Services, LLC in West Chester, Ohio. Regina has been in the financial services industry since September 2018. Regina holds the Series 6 and Series 63 licenses and has been registered with the state of Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
03/20/2019 - Present
Northwestern Mutual Investment Services, LLC (WEST CHESTER OH)
OH
05/03/2018 - 10/05/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST CHESTER OH)
OH
09/05/2017 - 10/17/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST CHESTER OH)
BC
Issued 07/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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