Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regienald? Claim Your ProfileRegienald Browley is a financial advisor at Northwestern Mutual Investment Services, LLC in Upper Arlington, Ohio. Regienald has been in the financial services industry since 2021 and holds the Series 63, 6TO and SIE licenses. Regienald is licensed to sell securities in 21 states. Northwestern Mutual Investment Services, LLC is a full-service financial firm providing investment advice to individuals, corporations, and institutions. The firm offers a variety of services, including investment research, referrals to other advisors and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
07/06/2021 - Present
Northwestern Mutual Investment Services, LLC (Upper Arlington OH)
BC
Issued 07/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/30/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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