Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regen? Claim Your ProfileRegen Wallis is a financial advisor associated with Harris Williams, a firm that is registered with FINRA and the Securities Investor Protection Corporation (SIPC). Regen is Series 7, Series 63, and SIE licensed. Regen Wallis is also registered with the state of New York. Prior to joining Harris Williams, Regen Wallis was associated with SIXPOINT PARTNERS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/02/2023 - Present
Harris Williams (New York NY)
NY
06/02/2023 - 08/04/2023
SIXPOINT PARTNERS LLC (NEW YORK NY)
BC
Issued 01/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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