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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regan? Claim Your ProfileRegan Yamada is a financial advisor with Cetera Investment Advisers LLC, a firm that specializes in providing financial planning and investment management services to individuals, businesses, and institutions. Regan has been in the financial services industry since 1986. Regan is registered with the state of Hawaii as an investment advisor representative (IAR) and is also licensed in California, Hawaii, and Nevada as a registered representative. Regan holds the Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
HI
04/01/2024 - Present
Cetera Investment Advisers LLC (Aiea HI)
HI
05/18/2015 - 03/28/2024
CUSO FINANCIAL SERVICES, L.P. (AIEA HI)
HI
11/27/2013 - 05/22/2015
SAGEPOINT FINANCIAL, INC. (HONOLULU HI)
HI
07/05/2011 - 10/18/2013
LPL FINANCIAL LLC (AIEA HI)
HI
12/21/2009 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (KAILUA HI)
HI
03/29/1999 - 11/19/2009
BANCWEST INVESTMENT SERVICES, INC. (KAILUA HI)
CA
05/20/1997 - 04/06/1999
MUTUAL SECURITIES, INC. (CAMARILLO CA)
MA
01/09/1990 - 06/04/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
AZ
11/19/1989 - 12/20/1989
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/20/1985 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 6/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/7/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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