Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reg? Claim Your ProfileReg D Aldrich is an investment advisor representative currently registered with Raymond James Financial Services Advisors, Inc., a firm with a large network of financial advisors. Reg has been in the industry since 2010, and has previous experience with COUNTRY CAPITAL MANAGEMENT COMPANY. Reg is licensed in multiple states including California, Kansas, Missouri, Nebraska, Oklahoma and Texas. They hold Series 6, Series 63, and Series 65 licenses and the SIE certification. Reg's areas of expertise include financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OK
12/16/2022 - Present
Raymond James Financial Services Advisors, Inc. (Oklahoma City OK)
OK
02/19/2010 - 12/21/2022
COUNTRY CAPITAL MANAGEMENT COMPANY (Oklahoma City OK)
IA
Issued 12/08/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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