Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reed? Claim Your ProfileReed Paul Williams is a financial advisor with over 17 years of experience in the industry. Reed has a Series 7 and Series 63 license and is currently registered with Alps Distributors, Inc. Reed has previously held positions at Quasar Distributors, LLC, Foreside Fund Services, LLC, and State Street Global Markets, LLC. Reed is registered with the states of Alabama, Connecticut, Delaware, District of Columbia, Florida, Georgia, Kentucky, Louisiana, Maryland, Mississippi, New Jersey, New York, North Carolina, Ohio, South Carolina, Tennessee, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/01/2020 - Present
Alps Distributors, Inc. (Manhattan Beach CA)
ME
10/29/2018 - 12/06/2018
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
ME
12/16/2014 - 11/01/2016
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NY
06/13/2006 - 12/31/2014
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
MA
05/27/2002 - 05/16/2006
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
BC
Issued 01/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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