Unclaimed
Reed Miller is an investment professional with over 30 years of experience in the financial services industry. Reed is currently registered with UBS Securities LLC as a registered representative. Reed has held previous positions with GECC Capital Markets Group, Inc. and Toronto Dominion Securities (USA) Inc.. Reed holds the Series 6, 7, 99, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/26/2018 - Present
UBS Securities LLC (NEW YORK NY)
CT
03/09/1994 - 09/05/1995
GECC CAPITAL MARKETS GROUP, INC. (NORWALK CT)
NY
01/06/1992 - 05/04/1993
TORONTO DOMINION SECURITIES (USA) INC. (NEW YORK NY)
KS
03/19/1987 - 09/21/1988
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 02/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2018
Series 99 - Operations Professional Examination
BC
Issued 12/26/1991
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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