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Reed L Miller

UBS Securities LLC

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About Reed L Miller

Reed Miller is an investment professional with over 30 years of experience in the financial services industry. Reed is currently registered with UBS Securities LLC as a registered representative. Reed has held previous positions with GECC Capital Markets Group, Inc. and Toronto Dominion Securities (USA) Inc.. Reed holds the Series 6, 7, 99, and SIE licenses.

Firm Information

Reed Miller is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Reed Miller’s Registration & Firm History

NY

11/26/2018 - Present

UBS Securities LLC (NEW YORK NY)

CT

03/09/1994 - 09/05/1995

GECC CAPITAL MARKETS GROUP, INC. (NORWALK CT)

NY

01/06/1992 - 05/04/1993

TORONTO DOMINION SECURITIES (USA) INC. (NEW YORK NY)

KS

03/19/1987 - 09/21/1988

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 02/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2018

Series 99 - Operations Professional Examination

BC

Issued 12/26/1991

Series 7 - General Securities Representative Examination

BC

Issued 03/18/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Reed L Miller.
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