Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reed? Claim Your ProfileReed Sorrels is a financial professional with over six years of experience in the industry. Currently, Reed is registered with Mufg Securities Americas Inc. Reed has a Series 7TO, SIE, and Series 99 license. Reed has held previous roles with UBS Financial Services Inc. and UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/05/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/24/2019 - 12/26/2023
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NJ
07/12/2017 - 01/28/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/12/2017 - 01/28/2019
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 11/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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