Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reed? Claim Your ProfileReed Frances Finley has been in the securities industry since September 8, 1991. Reed is currently registered with Davis Distributors, LLC and is a registered representative with FINRA. Reed has also held previous registrations with OppenheimerFunds Distributor, Inc. and MONY Securities Corp. Reed is licensed in 13 states, including New York, Florida, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/02/1998 - Present
Davis Distributors, LLC (NEW YORK NY)
NY
10/06/1995 - 03/12/1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
06/20/1991 - 10/12/1995
MONY SECURITIES CORP. (NEW YORK NY)
BC
Issued 06/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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