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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Velena Patel is an active investment advisor representative in North Carolina, registered with Sterling Capital Management LLC. Rebecca has been in the securities industry since 2000 and holds licenses to conduct both broker-dealer and investment advisor activities. Rebecca is associated with Sterling Capital Management LLC in Raleigh, North Carolina. Rebecca's primary business is providing investment advisory services to clients such as insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Wrap & model programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
01/18/2012 - Present
Sterling Capital Management LLC (Raleigh NC)
ME
08/02/2005 - 04/30/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
NC
04/11/2001 - 12/31/2003
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NJ
05/09/2000 - 04/05/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BOTH
Issued 07/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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