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Rebecca Underwood Reese

THE O.n. Equity Sales Co.

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About Rebecca Underwood Reese

Rebecca Underwood Reese is a financial professional with experience in the securities industry. Rebecca has been registered with FINRA since March 25, 2014 and has passed the Series 6 and SIE exams. Rebecca is currently employed by The O.N. Equity Sales Co. and is located in Cincinnati, Ohio.

Firm Information

Rebecca Reese is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rebecca Reese’s Registration & Firm History

OH

01/23/2019 - Present

THE O.n. Equity Sales Co. (Cincinnati OH)

OH

03/25/2014 - 09/19/2018

THE O.N. EQUITY SALES COMPANY (Blue Ash OH)

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Licenses & Designations

BC

Issued 09/19/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rebecca Underwood Reese.
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