Unclaimed
Rebecca Spooner is a registered representative of Nylife Securities LLC, located in Waltham, Massachusetts. Rebecca is a licensed Series 7, Series 55, Series 63, and SIE exam holder, with over 23 years of experience in the financial industry. Rebecca has held previous positions with Barrett & Company in Providence, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
06/24/2021 - Present
Nylife Securities LLC (WALTHAM MA)
RI
12/18/1995 - 11/06/2018
BARRETT & COMPANY (PROVIDENCE RI)
BC
Issued 11/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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