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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Sorensen is a financial advisor with UBS Financial Services Inc. Rebecca has been in the financial services industry since 1989. Rebecca has been registered with UBS Financial Services Inc. since June 2001. Prior to that, Rebecca was registered with McDonald Investments Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rebecca is registered in 31 states. Rebecca holds the Series 7, 63, and 65 licenses. Rebecca is a licensed investment advisor representative in Michigan and Texas. Rebecca has experience working with individual and business clients, including high net worth individuals, corporations, and charitable organizations. Rebecca offers a variety of financial services, including portfolio management, financial planning, and pension consulting. Rebecca provides services to clients throughout Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
06/20/2001 - Present
UBS Financial Services Inc. (BIRMINGHAM MI)
OH
02/01/1993 - 07/18/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NY
03/25/1987 - 06/12/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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