Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Harris is a financial professional with over 10 years of experience in the industry. Rebecca is currently registered with Nuveen Asset Management, LLC and has been with the firm since February 2015. Previously, Rebecca worked with TRANSAMERICA INVESTORS SECURITIES CORPORATION and PACIFIC SELECT DISTRIBUTORS, INC. Rebecca holds the Series 6, 7, 63, and 65 licenses. Rebecca has worked in the financial industry for more than 10 years and has expertise in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
08/10/2015 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
02/19/2014 - 02/09/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (CHICAGO IL)
IL
04/04/2012 - 01/06/2014
PACIFIC SELECT DISTRIBUTORS, INC. (CHICAGO IL)
IL
01/28/1998 - 08/23/2005
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 08/06/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2015
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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