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Rebecca Rose Frohlich

Fairway Asset Management, LLC

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About Rebecca Rose Frohlich

Rebecca Frohlich is a financial advisor who has been in the industry since 2002. Rebecca is registered with Fairway Asset Management, LLC and has a current registration with the state of Nebraska. Previously, Rebecca has been affiliated with Cambridge Investment Research, Inc., Princor Financial Services Corporation, Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Rebecca is a Certified Financial Planner and is experienced in working with a variety of clients, including high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Rebecca is a specialist in the areas of portfolio management and financial planning.

Firm Information

Rebecca Frohlich is currently registered with Fairway Asset Management, LLC. Fairway Asset Management, LLC is an investment advisor with 1 licensed agent and 3 investment adviser representatives. The firm manages approximately $93.08 million in assets for 60 clients, including high-net-worth individuals, charitable organizations, corporations, and pension plans. They offer portfolio management services for individuals and businesses.

$93.08M

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rebecca Frohlich’s Registration & Firm History

NE

06/19/2017 - Present

Fairway Asset Management, LLC (OMAHA NE)

NE

11/11/2011 - 05/05/2015

CAMBRIDGE INVESTMENT RESEARCH, INC. (OMAHA NE)

NE

11/11/2010 - 11/11/2011

PRINCOR FINANCIAL SERVICES CORPORATION (OMAHA NE)

NE

06/01/2009 - 12/10/2009

MORGAN STANLEY SMITH BARNEY (OMAHA NE)

NE

07/20/2005 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (OMAHA NE)

NY

10/11/2002 - 07/12/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 06/10/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/02/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/05/2015

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Rebecca Rose Frohlich. Review regulatory record here.
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