Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Phillips is a financial professional with over 15 years of experience in the industry. Rebecca is currently registered with Empower Financial Services, Inc. and holds Series 6, 7, 63, and 65 licenses, as well as the SIE. Rebecca's previous roles include positions at MML Distributors, LLC and PRUCO Securities, LLC. Rebecca is licensed to provide financial services in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/04/2021 - Present
Empower Financial Services, Inc. (Hartford CT)
CT
03/14/2018 - 01/04/2021
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
04/04/2007 - 03/09/2018
PRUCO SECURITIES, LLC. (SOUTH WINDSOR CT)
IA
Issued 04/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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