Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Hern is a financial advisor with over 16 years of experience in the industry. Rebecca is currently registered with Wedbush Securities Inc. in Texas and has been in the industry since 2007. Rebecca has held various roles at several prominent firms throughout her career, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wesbanco Securities, Inc. and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/01/2023 - Present
Wedbush Securities Inc. (DALLAS TX)
KY
07/23/2020 - 12/07/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEXINGTON KY)
OH
11/30/2018 - 08/10/2020
WESBANCO SECURITIES, INC. (ST CLAIRSVILLE OH)
KY
08/16/2016 - 11/01/2018
PNC INVESTMENTS (LOUISVILLE KY)
KY
01/21/2014 - 06/28/2016
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
KY
10/27/2009 - 01/10/2014
FIFTH THIRD SECURITIES, INC. (LOUISVILLE KY)
KY
11/07/2007 - 09/17/2009
CHASE INVESTMENT SERVICES CORP. (LEXINGTON KY)
GA
07/26/2006 - 09/18/2007
WACHOVIA SECURITIES, LLC (ROSWELL GA)
BOTH
Issued 08/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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