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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Marie Hellman is a financial advisor with over 30 years of experience in the financial services industry. Rebecca has been associated with Stifel, Nicolaus & Company, Inc. since March 2017. Prior to that, she was a financial advisor with ROBERT W. BAIRD & CO. INCORPORATED and MCADAMS WRIGHT RAGEN, INC.. Rebecca specializes in providing financial planning and portfolio management services for individuals, businesses and pooled investment vehicles. She is registered with the state of Washington and Texas as both a broker-dealer and investment advisor. Rebecca is also registered with FINRA as a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
03/14/2017 - Present
Stifel, Nicolaus & Company, Inc. (BELLEVUE WA)
WA
11/07/2014 - 03/29/2017
ROBERT W. BAIRD & CO. INCORPORATED (Seattle WA)
WA
06/19/2009 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (SEATTLE WA)
WA
08/12/2006 - 07/02/2009
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
WA
06/30/2000 - 08/12/2006
PIPER JAFFRAY & CO. (SEATTLE WA)
CA
04/01/1996 - 07/25/2000
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
NA
02/16/1994 - 04/01/1996
BANCAL INVESTMENT SERVICES, INC.
WA
06/07/1993 - 09/20/1993
PUGET SOUND SECURITIES, INC. (SEATTLE WA)
IA
Issued 10/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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