Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Lyn Sequeira is a financial professional with over 25 years of experience in the financial services industry. Rebecca is currently registered with LPL Financial LLC in Louisiana and Texas. Rebecca has held previous positions with FBT INVESTMENTS, INC., Hancock Investment Services, INC., PRIMEVEST FINANCIAL SERVICES, INC., WHITNEY SECURITIES, L.L.C., BANC ONE SECURITIES CORPORATION, and MARQUIS INVESTMENTS, L.L.C. Rebecca holds Series 4, 7, 24, 52TO, 53, and 63 licenses as well as a Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
03/15/2022 - Present
LPL Financial LLC (ABITA SPRINGS LA)
LA
12/19/2012 - 09/18/2013
FBT INVESTMENTS, INC. (NEW ORLEANS LA)
LA
02/07/2012 - 12/19/2012
HANCOCK INVESTMENT SERVICES, INC. (MANDEVILLE LA)
LA
07/02/2010 - 02/13/2012
PRIMEVEST FINANCIAL SERVICES, INC. (MANDEVILLE LA)
LA
02/26/2008 - 07/22/2008
PRIMEVEST FINANCIAL SERVICES, INC. (NEW ORLEANS LA)
LA
02/09/2000 - 02/26/2008
WHITNEY SECURITIES, L.L.C. (LAFAYETTE LA)
IL
08/03/1998 - 06/14/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
05/08/1992 - 08/19/1998
MARQUIS INVESTMENTS, L.L.C.
IA
Issued 02/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/12/1998
Series 4 - Registered Options Principal Examination
BC
Issued 05/22/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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