Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Lyn Rogers is a financial advisor with over 20 years of experience in the financial services industry. Rebecca is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since November of 2008. Prior to joining Wells Fargo, Rebecca was employed with Walnut Street Securities, Inc. and Edward Jones. Rebecca holds the following securities licenses: Series 7, Series 9, Series 10, Series 24, Series 63, and Series 66. Rebecca also holds the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/11/2008 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
02/12/2001 - 06/24/2008
WALNUT STREET SECURITIES, INC. (ST. LOUIS MO)
MO
01/05/2001 - 02/06/2001
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 09/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/23/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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