Unclaimed
Rebecca Lyn Riopelle has been in the securities industry since April 2004. Rebecca is currently registered with Fidelity Brokerage Services LLC and has previously been registered with CETERA ADVISORS LLC and T. ROWE PRICE INVESTMENT SERVICES, INC.. Rebecca is licensed to sell securities in 53 states and jurisdictions. Rebecca has passed both the Series 66 and the Series 63 exams as well as Series 7 and Series 6 exams. Rebecca is a registered representative of Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/15/2017 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
01/30/2017 - 11/15/2017
CETERA ADVISORS LLC (COLORADO SPRINGS CO)
CO
02/27/2004 - 01/04/2017
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BOTH
Issued 04/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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