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Rebecca Li Huang

Barclays Capital Inc.

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About Rebecca Li Huang

Rebecca Li Huang is a financial professional with a focus on investment banking. Rebecca recently passed the Series 79TO exam, a requirement for investment banking professionals. Rebecca holds a Series 63 license and is registered with the state of California. Rebecca is currently employed with Barclays Capital Inc.

Firm Information

Rebecca Huang is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rebecca Huang’s Registration & Firm History

CA

08/11/2023 - Present

Barclays Capital Inc. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/28/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rebecca Li Huang.
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